Unit pricing guide update The Australian Prudential Regulation Authority (APRA) and ASIC have released an updated Unit pricing guide for the life insurance, superannuation and funds management industries.
Sunshine Coast director fined for lodging false information with ASIC Mr Jon Paul Anthony McKay, a Sunshine Coast based builder, pleaded guilty and was sentenced in the Maroochydore Magistrates Court on Thursday 21 August 2008 in relation to one charge of lodging false information with us.
SEC, Australian authorities sign mutual recognition agreement This mutual recognition arrangement provides a framework for the SEC, the Australian government and ASIC to consider regulatory exemptions that would permit U.S. and eligible Australian stock exchanges and broker-dealers to operate in both jurisdictions, without the need for these entities (in certain aspects) to be separately regulated in both countries.