For financial service professionals - An overview

For financial service professionals

PDS notifications to be lodged electronically from 1 January 2009, AD08-69, 17 November 2008
From 1 January 2009, notifications to us about a Product Disclosure Statement will need to be made online.
Deadline nears for re-registration of training courses and assessment services, AD08-56, 10 November 2008
Relief to warrant issuers from out-of-use notice provisions, AD08-49, 4 November 2008
We have announced class order relief to issuers of warrants offered under a PDS or Supplementary PDS covering two or more warrant products.
ASIC issues report on relief applications, AD08-48, 31 October 2008
We have released a report outlining recent decisions on applications for relief from the corporate finance, financial services and managed investment provisions of the Corporations Act between 1 April and 31 July 2008.

Licensing	How to apply for an AFS licence. Varying your licence. Cancelling your licence.
Compliance	Your ongoing obligations as an AFS licensee including business requirements, conduct, disclosure, training and dispute resolution. Changes you must tell us about. How to lodge and check your details online.
Relief	How to apply for relief from the law. ASIC's policy and reports on relief. Class order relief by topic.
Resources	Resources for financial services professionals including: Road map - index of financial services documents Frequently asked questions Reference checking directory Industry associations eNewsletters Policies, guides, codes and legislation Class orders and pro formas Searching our registers for details of licensees, authorised reps, disclosure documents and more
More about	Credit and debt collection How to lodge unclaimed money returns ASIC liaison with stakeholders

ASIC Website: Printed 12/03/2008

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