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Memoranda of understanding and other international agreements

ASIC is a signatory to the IOSCO Multilateral Memorandum of Understanding (MOU) and also several bilateral MOUs. These documents outline the relationship between the signing parties with regard to mutual assistance and the exchange of information for the purpose of enforcing and securing compliance with the respective Laws and Regulations of the signing Authorities.

Brazil Commissao de Valores Mobiliarios MOU 1997
Canada Alberta Securities Commission MOU 1996
British Columbia Securities Commission MOU 1996
Ontario Securities Commission MOU 1995
Quebec: Commission des Valeurs Mobilieres du Quebec MOU 1996
ChinaChina Securities Regulatory Commission MOU 1996
CyprusCyprus Securities and Exchange Commission MOU 2006
FranceCommission des Operations de Bourse MOU 1995 (Autorite des marches financiers)
Germany Bundesaufsichtsamt fur den Werpapierhandel MOU 1998
Guernsey Guernsey Financial Services Commission: Mutual Assistance Agreement 1996
Hong KongHong Kong Securities and Futures Commission Declaration on Mutual Recognition 2008
Hong Kong Securities and Futures Commission (Cross Border Investment Management Activity) 2003
Hong Kong Securities and Futures Commission MOU 2001
Hong Kong Securities and Futures Commission MOU 1993
IndonesiaCapital Market Supervisory Agency of Indonesia MOU 1997
IOSCOInternational Organisation of Securities Commissions MOU
IsraelIsrael Securities Authority MOU 2005
Isle of Man Isle of Man Financial Supervision Commission: Mutual Assistance Agreement 1996
ItalyCommissione Nazionale per le Societa e la Borsa MOU 1998
JapanFinancial Services Agency of Japan MOU 2004
States of JerseyStates of Jersey Financial Services Department: Mutual Assistance Arrangement 1997
MalaysiaSecurities Commission of Malaysia MOU 1998
NetherlandsThe Netherlands Authority for Financial Markets MOU 2005
New ZealandNew Zealand Registrar of Companies MOU 2006
New Zealand Securities Commission MOU 2005
PakistanSecurities and Exchange Commission of Pakistan MOU 2005
Papua New Guinea Securities Commission of Papua New Guinea MOU 1999
Portugal The Comissao do Mercado de Valores Mobillarios of Portugal MOU 2001
Singapore The Monetary Authority of Singapore MOU 2000
South Africa Financial Services Board of the Republic of South Africa MOU 1999
Spain Comission Nacional Del Mercado De Valores MOU 1999
Sri LankaSecurities and Exchange Commission of Sri Lanka MOU 2002
TaiwanSecurities and Futures Commission of Taiwan: Protocol on Information Sharing and Cooperation 2003
ThailandOffice of the Securities and Exchange Commission of Thailand MOU 1997
TurkeySermaye Piyasasi Kurulu MOU 2001
United Arab EmiratesDubai Financial Services Authority MOU 2006
Securities Commodities Authority MOU 2005
United KingdomFinancial Services Authority MOU 2002
The Treasury Securities and Investments Board MOU 1992
United StatesSecurities and Exchange Commission Mutual Recognition Framework Arrangment 2008
Securities and Exchange Commission Enhanced Enforcement MOU 2008
Securities and Exchange Commission Supervisory MOU 2008
Commodities Futures Trading Commission MOU 1994
Securities and Exchange Commission MOU 1993

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