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Road map - managed investment schemes

Other topics | About the road map

Topic
  • Starting a scheme
    - Registering a scheme
    - Responsible entity's financial services licence
    - Scheme constitutions
    - Compliance plans
    - Compliance committee
    - Scheme property
    - Audit of the compliance plan
  • Running a scheme
    - Audit of the financial report
    - Changing the responsible entity
    - Continuous disclosure
    - Financial reporting
    - Fundraising
    - Periodic reporting
    - Meetings
    - Member withdrawal rights
    - Product disclosure statement
    - Responsible entity's duties
    - Takeovers and reconstructions
    - Related party transactions
    - Sale facilities
    - Unit pricing
  • Types of schemes
    - Charitable and educational schemes
    - Closely related schemes
    - Derivative schemes
    - Direct real property schemes
    - Film schemes
    - Financial asset schemes
    - Foreign collective investment schemes
    - Horse schemes
    - IDPS and IDPS like schemes
    - Managed discretionary accounts
    - Mortgage schemes
    - Trustee common funds
    - Primary production schemes
    - Serviced strata schemes and management rights schemes
    - Time sharing schemes
    - Trustee common funds
  • Winding up and deregistration
    - Voluntary deregistration
    - ASIC initiated deregistration
    - Winding up

Starting a scheme
Registering a scheme
RG 80Managed investment schemes - interests not for money
CO 98/1807Exemption from Div 5 for excluded issue scheme
CO 02/318The Society of Lloyd's
CO 02/211Managed investment schemes - interests not for money
CO 02/226Managed investment schemes - no issue required disclosure
CO 02/779Responsible entities holding futures brokers licences
Responsible entity - financial services licenceSee also Financial services: getting a licence
RG 87Charitable investment schemes and school enrolment deposits
RG 104Licensing: Meeting your general obligations
RG 105Licensing: Organisational competence
RG 140Serviced strata schemes
Scheme constitutions
RG 134Managed investments: Constitutions
CO 98/60Protecting class rights in a managed investment scheme
CO 98/1808Allowing constitutions to use Appendix 15A of the ASX Listing Rules
CO 05/26Constitutional provisions about the consideration to acquire interests
Compliance plans
RG 132Managed investments: Compliance plans
RG 133Managed investments: Scheme property arrangements
CO 98/50Incorporating parts of other compliance plans
Compliance committee
RG 132Managed investments: Compliance plans
RG 136Managed investments: Discretionary powers and closely related schemes
CO 98/1805Former representative on compliance committee
CO 98/1806Related bodies corporate and external members of compliance committee
Scheme property
RG 133Managed investments: Scheme property arrangements
RG 144Mortgage investment schemes
RG 160Time-sharing schemes
RG 166Licensing: Financial requirements
CO 98/51Relief from duty to separate assets of a managed investment scheme
CO 98/55Investments in unregistered schemes
Audit of the compliance plan
RG 132Managed investments: Compliance plans
Running a scheme
RG 136Managed investments: Discretionary powers and closely related schemes
Applications to invest
RG 127Additional investments in managed investment schemes
CO 02/437Eligible applications - relief from s1016A(2)(a) for managed investment products
CO 02/1072Top up relief for managed investment schemes
CO 02/262Applications to switch managed investment products
Audit of the financial report
RG 34Auditors’ obligations: reporting to ASIC
RG 115 Audit relief for proprietary companies
RG 187 Auditor rotation
INFO 64Resignation and removal of auditors of registered schemes or compliance plans
Changing the responsible entity
RG 171Anomalies and issues in the takeover provisions
Continuous disclosureSee also Companies: continuous disclosure
RG 95Disclosing entity provisions relief
Fees
CO 03/217Differential fees
Financial reporting See also Financial reporting
RG 68New financial reporting and procedural requirements
CO 98/100Rounding in financial reports and directors' reports
CO 98/101Members of companies, registered schemes and disclosing entities who are uncontactable
CO 04/967Registered schemes - disclosure of remuneration
CO 05/642Combining financial reports of stapled security issuers
CO 05/643Combining registered scheme financial reports
CO 05/644Disclosing post balance date acquisitions and disposals
CO 06/441Including different registered scheme financial reports in a single document
Fundraising
Hawking and advertising See also Financial services: hawking and advertising
CO 02/145Relief from exposure period: managed investment products able to be traded on a licensed market
CO 02/641Hawking - securities and managed investments
Meetings
CO 98/57Exemption from calling a meeting of unitholders under s1457
CO 99/374Nomination of a related body corporate as the proposed responsible entity
CO 99/840Transitional relief and quorum requirements
INFO 22Company resolutions
Members withdrawal rights
RG 134Managed investments: Constitutions
RG 101On-market buy-backs by ASX-listed schemes
CO 07/422On-market buy-backs by ASX-listed schemes
Product disclosure statement See also Financial services: product disclosure statements
RG 97Enhanced fee disclosure regulations: Questions and answers
REP 16Disclosure of fees and charges in managed investments, review of current Australian requirements and options for reform (Ramsay report)
REP 22A review of the research on the past performance of managed funds
Responsible entity's duties See also Financial services: ongoing licensee obligations
RG 104Licensing: Meeting your general obligations
RG 127Additional investments in managed investment schemes
RG 133Managed investments: Scheme property arrangements
RG 139Approval of external complaints resolution schemes
RG 140Serviced strata schemes
RG 160Time-sharing schemes
Takeovers and reconstructions
Related party transactions
RG 76 Related party transactions
RG 159Takeovers, compulsory acquisitions and substantial holdings
Sale facilities
RG 161Share and interest sale facilities
CO 08/10Share and interest sale facilities
Unit pricing
RG 94Unit pricing: guide to good practice
RG 132Managed investments: Compliance plans
Types of schemes
RG 2Preparing your AFS licence application (AFS Licensing Kit: Part 2)
REP 22A review of the research on the past performance of managed funds
Charitable and educational schemes
RG 56Prospectuses
RG 87 Charitable Investment schemes and school enrolment deposits
RG 95Disclosing entity provisions relief
CO 98/67Charitable investment schemes - continuous disclosure
CO 02/151School enrolment deposits
CO 02/184Charitable investment schemes - fundraising
Closely related schemes
RG 136Managed investments: Discretionary powers and closely related schemes
Direct real property schemes
RG 46 Unlisted property schemes - improving disclosure for retail investors
RG 77Property trusts and property syndicates
CO 02/182Real property rental schemes
CO 02/183Small property syndicates
CO 02/239Participating property syndicates
CO 00/213Real estate companies
Film schemes
RG 19Film Investment Schemes
CO 02/210Interests in film and theatrical ventures
CO 02/236Film investment schemes
Financial asset schemes
RG 133Scheme property arrangements
Foreign collective investment schemes
RG 178Foreign collective investment schemes
CO 00/184Relief to facilitate offer of interests in registered schemes in New Zealand
CO 00/200Relief for operations of foreign managed investment schemes
CO 02/149Relief to facilitate issue of interests in registered schemes to New Zealand investor
CO 02/263Foreign interests in a managed investment scheme traded on an approved foreign exchange: 20 or fewer offers in Australia in 12 months
CO 04/10Statement of Advice relief for certain products able to be traded on an approved foreign market
CO 04/526Foreign collective investment schemes
CO 07/753 Singapore collective investments schemes
Horse schemes
RG 91Horse racing and breeding schemes
CO 98/65Horse racing syndicates
CO 02/172Horse breeding schemes - private broodmare syndication
CO 02/178Horse breeding schemes - private stallion syndication
CO 02/319Horse racing syndicates
IDPS schemes and IDPS like schemes
RG 148Investor directed portfolio services
CO 00/5Investor directed portfolio services - deregistration of registered managed investment schemes
CO 02/294Investor directed portfolio services
CO 02/296Investor directed portfolio-like services provided through a registered managed investment scheme
CO 04/523Investor directed portfolio services takeovers relief
Managed discretionary accounts
RG 127Additional investments in managed investment schemes
RG 179 Managed discretionary account services
CO 02/295Nominee and custody services
CO 04/194Managed discretionary accounts
Mortgage schemes
RG 45 Mortgage schemes - improving disclosure for retail investors
RG 144Mortgage investment schemes
CO 00/188Solicitors mortgage investment companies
CO 00/229Solicitors mortgage investment companies
CO 02/238Mortgage schemes - Chapter 5C and disclosure relief
Primary production schemes See also Horse schemes
REP 17Compliance with advice and disclosure obligations: Report on primary production schemes
CO 02/171Private ostrich schemes
Serviced strata schemes and management rights schemes
RG 140Serviced strata schemes
CO 99/463Serviced strata schemes valuation
CO 02/185Sale of strata units for $500,000 or more
CO 02/245Closed schemes
CO 02/303Management rights schemes
CO 02/304Management rights schemes
CO 02/305Management rights schemes
CO 07/189Management rights schemes where the strata unit cannot be used as a residence
Time-sharing schemes
RG 160Time-sharing schemes
CO 00/227Time-sharing schemes: private arrangements
CO 00/228Time-sharing schemes: securities hawking relief
CO 00/1115Time-sharing: temporary relief for fixed term schemes
CO 00/2460Time-sharing schemes - property valuations
CO 02/237Time-sharing schemes - operation of rental pool
CO 03/104Relief facilitating the acquisition and sale of forfeited interests in registered time-sharing schemes
CO 04/1204Time-sharing schemes - extension of time until 30 June 2005 to belong to an ASIC approved
Industry Supervisory Body
CO 05/403Time-sharing schemes - extension of time until 31 March 2006 to belong to an ASIC approved
Industry Supervisory Body
Trustee common funds
RG 32Trustee companies common funds
RG 88 Trustee and nominee companies
RG 136Managed investments: Discretionary powers and closely related schemes
CO 00/199Trustee companies' common funds
CO 00/1067Trustee common funds
Winding up and deregistration
RG 148Investor directed portfolio services
RG 32Trustee companies common funds
INFO 25Deregistering a company



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